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      1. Shareholder FAQs

        Share Ownership/Dividends/Transfer Agent

        Q: Where are Caterpillar shares traded?

        Q: Can I buy or sell stock directly without going through a broker?

        Q: How can I hold shares of Caterpillar stock?

        Q: Who can answer questions about my share ownership?

        Q: Can I access my shareholder account information online?

        Q: Does the company pay dividends?

        Q: Does the company offer dividend reinvestment and direct deposit of dividends?


        Shareholder Meetings/Voting

        Q: When is the shareholder meeting held?

        Q: Does the company offer electronic delivery of proxy materials?

        Q: Can my shares be voted by telephone or the Internet?

        Q: How does the company solicit votes?

        Q: Who sends out my proxy materials?

        Q: How do I know which shares I am voting?

        Q: Why do I receive multiple copies of proxy materials?